Glossary

All A B C D E F G H I J K L M N O P Q R S T U V W X Y Z

A

Aadhaar e-KYC via NPCI (July?2023)

Abuse of Process

Access to Information (Article?10)

Account Stacking

Account Statement (Holding Statement)

Account Takeover (ATO)

Account-Linking Requests Cap

Accounting and Auditing Measures (Article?8)

B

Backdating Stock Options

Ban on Editable Beneficiary Names

Ban on Misleading Nicknames

Bank Secrecy Act (BSA)

Bar on Counter-Claims

Batch Screening

Bearer Instruments

C

CAATSA (Countering America?s Adversaries Through Sanctions Act)

Calendar for Call Auctions

Canada?s SEMA (Special Economic Measures Act)

Canadian Sanctions

Cancellation of Registration (Section 6)

Cap on Person-to-Person ?Collect? Requests

Capital Account Transaction

Capital Requirements

D

DAO (Decentralized Autonomous Organization)

dApp (Decentralized Application)

Data Analytics Risk

Data Anonymisation

Data Breach Notification

Data Controller vs. Data Processor

Data Enrichment

E

EBA (European Banking Authority) Guidelines

echnical Assistance ? Articles?60?62

Economic Offence Threshold

Economic Sanctions

EDD (Enhanced Due Diligence)

Egmont Centre of FIU Excellence & Leadership (ECOFEL)

Egmont Committee

F

Facilitating Payment

Facilitation Payments

Facilitation Payments and Corrosive Effect

Facilitation Payments Guidance

Fair Market Value (FMV)

Fair Practices Code (FPC)

Fair Practices Code Compliance

Fair Practices Code Display

Fake ICO (Initial Coin Offering)

G

GDPR (General Data Protection Regulation)

General License

Gifts and Hospitality Policy

GIIN (Global Intermediary Identification Number)

Global Intermediary Identification Number (GIIN)

Global Magnitsky Act

H

Heads of FIU (HoFIU)

Helms-Burton Act

High Court Appeal

High-Profile Sanctions Cases

High-Risk Jurisdictions

I

IEEPA (International Emergency Economic Powers Act)

Immediate Safe-Failure for Error Codes

Immovable Property

Implementation Review Mechanism ? Article?63 & 64

Implied Contract

Import Restrictions

Improper Performance Test

J

Japan?s Foreign Exchange and Foreign Trade Act

Joint Investigations (Article 49)

Joint Ownership

Judicial Protection

Jurisdictional ?Close Connection?

Jurisdictional Reach

Just-In-Time (JIT) Inventory

K

Key risk indicator

Key Risk Indicators (KRIs)

Know Your Business (KYB)

Know Your Customer (KYC

Know Your Employee (KYE)

L

Labeling Theory

Layered Ownership

Layering (in sanctions evasion)

Legal Compliance

Legal Vehicle Abuse

M

M&A Risk Assessmen

machine learning

Machine Learning (ML)

Machine Learning (ML) Models

Machine Learning Alerts & Dashboard

Management Buyout (MBO)

Management of CICs (Chapter III)

N

NABARD SHG?BLP Support

NABARD SHG?BLP Support

Name Normalization

Name-Matching Algorithms

National Treatment

Natural Language Processing (NLP)

Negotiated Dealing System?Order Matching (NDS-OM) Access Policy Update

Nested Accounts

Nested Accounts

O

Obsolescence Management

Obstruction of Justice (Article?25)

OECD Anti-Bribery

OECD Anti-Bribery Convention

OFAC (Office of Foreign Assets Control)

OFAC (Office of Foreign Assets Control)

OFAC Consolidated Sanctions List

OFAC SSI List (Sectoral Sanctions Identifications)

OFAC Wallet Address Tags

Off-Peak AutoPay Mandate Limit

P

Parental Consent for Children (Section?3)

Parol Evidence Rule

Participating FFI (PFFI)

Participation and Attempt (Article?27)

Partnership Firm Exception

Passive Bribery (Article?15?16)

Passive Bribery (Section 2)

Q

Qualifying Assets Criteria (NBFC?MFI)

Quantum Computing Risk

Quarterly & Annual Reporting

Quarterly Risk & Incident Reporting

R

Ransomware Risk

Rational Choice Theory

Re-transfer of Property

Real Estate Agents as Enablers

Real Estate Investment Trusts Regulations, 2014

Real-Time Fraud Risk Monitoring (FRM)

Real-Time Screening

Realisation and Repatriation of Export Proceeds

S

Same-Bank P2M Deemed Approval (OC?39A)

Sanctions and Anti-Money Laundering Act (SAMLA) 2018

Sanctions Compliance

Sanctions Compliance Officer

Sanctions Compliance Program (SCP)

Sanctions Deconfliction

Sanctions Evasion

T

Tag-Along Rights

Targeted (Smart) Sanctions

Targeted (Smart) Sanctions

Targeted Financial Sanctions (TFS)

Tax Evasion Penalty

U

U.S. Reportable Account

U.S. Securities and Exchange Commission (SEC)

U.S. Withholding Agent

UBO (Ultimate Beneficial Owner)

UK Global Human Rights Sanctions Regulations 2020

UK Sanctions List

UK Sanctions List

V

Valuation of Foreign Assets

Value Limit & ASD for Order Spoofing

VaR & Extreme Loss Margin Requirements

Vault Managers Regulations, 2021

Vendor Management / Processors

Venezuela Sanctions

Vertical Merger

Vicarious Liability for Companies

Virtual Asset Service Provider (VASP)

W

Watchlist Filtering

Whale Manipulation

Whistle?Blower Mechanism

Whistleblower Investigation

Whistleblower Policy

Whistleblower Protection

Z

Zero Day Exploit