Join our subscribers list to get the latest news, updates and special offers directly in your inbox
Intermediaries Regulations, 2008
These regulations define requirements for intermediaries like brokers, registrars, underwriters, and advisors. They cover fit-and-proper criteria, minimum capital, registration, code of conduct, audit, and supervision. SEBI uses this framework to monitor and discipline intermediaries, ensuring that they operate legitimately and in investors? best interests.